A proven approach to achieve compliance success.
At Pillar, our experienced professionals work with investment advisers to help develop, implement, monitor, and enhance their compliance programs.
Our services have been designed to provide support with essential compliance activities, and to deliver them in a practical way.
At the center of our business is a focus on the partnerships with our clients.
NEWS
We are pleased to announce that Lance Friedler has joined Pillar Compliance Group as a Managing Director. Lance has over 25 years of experience advising on regulatory and compliance matters for investment managers and broker-dealers. Most recently, Lance was a consultant to Kroll in its Financial Services and Compliance Regulation group. At Pillar, Lance will advise clients on all aspects of their compliance programs including registration, ongoing assessment, and regulatory examinations.
We are pleased to announce that John Holzwarth has joined Pillar Compliance Group as a Director. John has over a decade of in-house and outsourced advisory experience to investment managers and broker-dealers. Most recently, John served as Director within the Alternative Investments group of a leading private banking platform, overseeing fund adviser compliance and manager diligence. At Pillar, John will advise clients on all aspects of their compliance programs including registration, compliance program development, and regulatory examinations.
In August 2023, the U.S. SEC adopted new and amended rules that will impose a broad set of new reporting, disclosure, and other obligations on advisers to Private Funds. As Private Fund Advisers prepare to comply with the new rules, Pillar can assist with training on the rules, making updates to compliance policies and procedures, and with guidance to help navigate the rules.
Contact us to learn more.